01 / Govern
Govern
Decompose regulations, establish authoritative policies, scope statutory frameworks, and enforce organizational accountability across all three lines.
ENTERPRISE GRC & CONTINUOUS ASSURANCE
Govern risk, compliance and assurance from one platform.
Connect requirements, controls, evidence, risk, audit, policies and resilience in one governed system built for continuous oversight and accountable decision-making.
Designed around
COSO Internal Control (2013)
Basel Committee PSMOR
NIST CSF 2.0
UAE NCAP & Information Assurance
SBP regulatory expectations
Design intent, not a conformance or certification claim.
02 / Assure
Assure
Evaluate design adequacy and operating effectiveness with deterministic evidence freshness gates, structured RCSA waves, and independent challenge.
03 / Act
Act
Track deficiencies from discovery to verified remediation, monitor early-warning KRI thresholds, and manage residual risk dynamically.
The problem
Most compliance programmes can't prove what they claim
The regulation lives in PDFs. The obligations live in spreadsheets. The controls live somewhere else again, and the operational link between them lacks systemic record. When a supervisor requests proof “show me how you know this control works”, the answer takes weeks to assemble.
Regulation is unstructured
Manual decomposition of complex statutory circulars leaves obligations unmapped, causing compliance gaps during regulatory examinations.
Assurance is asserted, not evidenced
A control is marked “effective” because it always has been. No rationale, no independent challenge, no evidence anyone can retrieve later.
The chain breaks
Findings sit in one system, remediation in another, risk in a third. Nobody can trace a weakness from the control that failed to the exposure it created.
The requirements pipeline
One governed chain, end to end
Every stage produces structured outputs required by subsequent stages; no downstream evaluation can claim more than the stage before it actually established.
-
01
Ingest the regulation
Upload circulars, standards, or frameworks. Documents are indexed and preserved with full source provenance.
-
02
Extract obligations
AI assists with decomposing text into referenced obligations. Every suggestion is advisory until a human reviewer accepts it.
-
03
Structure requirements
Obligations group into requirements carrying clear ownership, workflow state, and compliance determinations.
-
04
Map to controls
Requirements map to the Control Register in a common control language, so one control can serve many obligations.
-
05
Assess & challenge
Design, operating and testing assessments: first line concludes, second line validates or returns with a reason on record.
-
06
Evidence & findings
Evidence is attached with a freshness lifecycle. A failing conclusion must raise a deficiency with a named owner.
-
07
Remediate & escalate
Findings carry target dates and action plans, escalating into the Enterprise Risk Register when exposure warrants.
-
08
Report & monitor
Live dashboards, departmental roll-ups, and a regulatory-change watch that alerts you when source obligations move.
Inside the platform
Built like a system of record, not a tracker
Screens from the live product. Explore any of them yourself in the demo.
Enterprise Modules
A complete, modular GRC surface
Licensed per tenant, allowing institutions to deploy required modules on a single shared data model.
Regulatory Compliance →
Ingest circulars, decompose obligations with advisory AI assistance, and track regulatory changes.
- Regulatory Library
- Smart Extract (Advisory)
- Requirement Ownership
- Regulatory Change Watch
Control Assurance →
Dual design and operating effectiveness assessment, RCSA campaign waves, and 2LOD validation.
- Dual-axis Assessment
- RCSA Waves
- Stage Ownership
- Freshness Lifecycles
Risk Management →
Risk register mapped to control health, KRI threshold monitoring, appetite bands, and residual risk.
- Risk Register (ISO 31000)
- KRI Early Warnings
- Appetite Monitoring
- Residual Risk
Findings & Remediation →
Centralized deficiency register, corrective action plans (CAPA), SLA tracking, and risk promotion.
- Unified Findings Register
- Action Plans & CAPA
- Configurable Approvals
- SLA Enforcement
Policy Governance →
Versioned policy library, obligation gap analysis, expiry monitoring, and attestation campaigns.
- Policy Library
- Gap Analysis
- Expiry Monitor
- Attestation Campaigns
Internal Audit →
Manage the audit lifecycle from engagement scope and testing workpapers to closed remediation.
- Audit Engagements
- Testing Workpapers
- 3LOD Independence
- Closure Verification
Regulatory Inspections →
Track supervisory examinations from notice to closure, managing observations and evidence packages.
- Inspection Log
- Document Submissions
- Observations Register
- Response Governance
Operational Resilience →
Business impact analysis, service dependency mapping, scenario testing, and recovery objectives.
- Critical Business Services
- Dependency Mapping
- BIA & Impact Tolerance
- Scenario Testing
Third-Party Risk →
Vendor risk tiering, contract reviews, recurring assessments, and continuous supplier assurance.
- Vendor Inventory
- Tiered Assessments
- Fourth-party Visibility
- Contract Assurance
Assurance Doctrine
We refuse to show assurance the data doesn't support
This is the principle the product is engineered around. A number on a dashboard has to be derived from evaluated evidence and independent challenge, or it does not appear.
Progress means validated
Work that has been started, or submitted and not yet reviewed, counts as zero. Only independently accepted work moves a completion figure.
Segregation of duties is enforced server-side
A control owner cannot approve their own assessment. Refusals are applied when the action is attempted, not by hiding a button.
A failing conclusion must name the weakness
You cannot submit “this control is inadequate” without raising the deficiency, giving it a named owner, remediation plan, and date.
AI is advisory until a human accepts it
Extraction and assessment suggestions are recorded as recommendations. They never advance a workflow or determine compliance on their own.
Every decision keeps its trail
Actor identity, challenge determinations, recorded rationale, and timestamps are recorded in an append-only audit trail.
Security & Trust
Enterprise security by design
Engineered for institutions requiring rigorous tenant isolation, immutable auditability, and clear governance boundaries. Deployment architecture, data-residency and private-infrastructure requirements can be assessed as part of enterprise solution design.
Tenant isolation
Every query is tenant-scoped at the data layer, not by convention in application code.
Role-based access
Granular permissions per role, enforced centrally on every request and verified against licensed modules.
Append-only audit log
Actor, action, before/after, and request context recorded on every governed change.
Encrypted secrets
Integration credentials held in an encrypted vault and never returned by the API.
Governed AI Boundary
Configure dedicated AI provider boundaries so that sensitive regulatory and compliance text remains strictly governed.
Operational hardening
Malware scanning on upload, rate limiting, CSRF protection, and automated health checks.
Get started
See OrviQ with your own regulatory materials
Explore our preloaded live environment to see how obligations, controls, evidence, and challenge connect into an auditable assurance chain, or request a technical walkthrough with our team.
Deployment architecture, data-residency and private-infrastructure requirements can be assessed as part of enterprise solution design.